Victor W. Young
Professional summary
Victor Wolfe Young, who also goes by VIctor Baughman Young, Victor Young, V. Wolfe Young, Victor Wolfe Young, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Seattle, Washington and FIDELITY BROKERAGE SERVICES LLC located in Seattle, Washington.
Victor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Victor has worked at 12 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor Wolfe Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1518 6th Ave, Seattle, WA 98101-1706October 31, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1518 6th Ave, Seattle, WA 98101November 6, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 18, 2021 - October 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
May 18, 2021 - October 11, 2023
WELLS FARGO CLEARING SERVICES, LLC
February 28, 2020 - April 23, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 2020 - April 23, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 26, 2018 - February 18, 2020
WELLS FARGO CLEARING SERVICES, LLC
July 25, 2018 - February 18, 2020
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2015 - June 15, 2018
MORGAN STANLEY
June 1, 2015 - June 15, 2018
MORGAN STANLEY
November 21, 2014 - April 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
November 20, 2014 - April 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
June 9, 2014 - November 25, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 6, 2014 - November 25, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 29, 2010 - May 8, 2014
RBC CAPITAL MARKETS, LLC
October 9, 2009 - May 8, 2014
RBC CAPITAL MARKETS, LLC
April 14, 2005 - October 9, 2009
J. B. HANAUER & CO.
January 13, 2004 - March 29, 2005
TRUIST INVESTMENT SERVICES, INC.
June 12, 2003 - January 2, 2004
BROWNCO, LLC
August 24, 2000 - June 13, 2003
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(11/1/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(3/31/2025)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(10/31/2023)
(3/31/2025)
(10/31/2023)
(10/31/2023)
(10/31/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
