Paul Ma

BG INVESTMENT SERVICES

North Attleboro, MA

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CRD#: 4237683

Professional summary

Paul Ma, CFA is a registered financial advisor currently at BG INVESTMENT SERVICES, LLC located in North Attleboro, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Paul has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Ma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 30, 2026 - Present

BG INVESTMENT SERVICES, LLC

RIA

CRD#: 281716

North Attleboro, MA

Past

June 14, 2022 - July 11, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 13, 2022 - July 11, 2026

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

SMITHFIELD, RI

Past

September 29, 2020 - July 11, 2026

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

RIA

CRD#: 301896

SMITHFIELD, RI

Past

August 31, 2015 - July 11, 2026

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

March 4, 2013 - July 30, 2014

QUAD CAPITAL, LLC

CRD#: 148927

NEW YORK, NY

Past

August 8, 2000 - August 31, 2000

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BG INVESTMENT SERVICES, LLC

BG INVESTMENT & INSURANCE SERVICES, INC. | BG INVESTMENT SERVICES, LLC | BG INVESTMENT SERVICES, INC. | BG INVESTMENT & INSURANCE, INC

CRD#: 281716 / SEC#: 801-106887

RIA

Registered Investment Advisory firm - (11/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/11/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/2015

General Securities Principal Examination

Current Firm

BG INVESTMENT SERVICES, LLC

BG INVESTMENT & INSURANCE SERVICES, INC. | BG INVESTMENT SERVICES, LLC | BG INVESTMENT SERVICES, INC. | BG INVESTMENT & INSURANCE, INC

CRD#: 281716 / SEC#: 801-106887

RIA

Registered Investment Advisory firm - (11/20/2015 Approved)

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Contact information

Main Address

120 Father Duenas Avenue, Hagatna 96910

Mailing Address

Phone number

(671) 472-5490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APP 1 - WRAP BROCHURE (1/22/2026)

ADV PART 2A - FIRM BROCHURE (1/22/2026)

Regulatory assets under management

Total Number of Accounts	1,011
AUM (Assets Under Management)	$ 868,461,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul Ma

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Ma's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY DISTRIBUTORS COMPANY LLC

QUAD CAPITAL, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

BG INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/2015

Series 66

Date: 12/11/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/2/2013

Series 24

Date: 9/3/2015

Current Firm

BG INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BG INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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