SL
Stephanie L. Lazerus
REDI GLOBAL TECHNOLOGIES LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 4237664
SL
Professional summary
Stephanie Lynn Lazerus, who also goes by Stephanie Lynn Carione, is a registered financial professional currently at REDI GLOBAL TECHNOLOGIES LLC located in New York, New York.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephanie has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Stephanie Lynn Carione
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Lynn Lazerus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2025 - Present
REDI GLOBAL TECHNOLOGIES LLC
Office #1: 28 Liberty Street 58th Floor, New York, NY, 10005BD
CRD#: 41924
New York, NY
Past
January 16, 2024 - March 31, 2025
MBS SOURCE ETRADING, INC.
BD
CRD#: 164958
MERCER ISLAND, WA
Past
May 19, 2004 - November 14, 2023
MARKETAXESS CORPORATION
BD
CRD#: 44542
New York, NY
Past
November 22, 2000 - April 27, 2004
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/18/2025)
RR
Alaska(6/18/2025)
RR
Arizona(6/18/2025)
RR
Arkansas(6/18/2025)
RR
California(6/18/2025)
RR
Colorado(6/18/2025)
RR
Connecticut(6/18/2025)
RR
Delaware(6/18/2025)
RR
District of Columbia(6/18/2025)
RR
Florida(6/18/2025)
RR
Georgia(6/18/2025)
RR
Hawaii(6/18/2025)
RR
Idaho(6/18/2025)
RR
Illinois(6/18/2025)
RR
Indiana(6/18/2025)
RR
Iowa(6/18/2025)
RR
Kansas(6/18/2025)
RR
Kentucky(6/18/2025)
RR
Louisiana(6/18/2025)
RR
Maine(6/18/2025)
RR
Maryland(6/18/2025)
RR
Massachusetts(6/18/2025)
RR
Michigan(6/18/2025)
RR
Minnesota(6/18/2025)
RR
Mississippi(6/18/2025)
RR
Missouri(6/18/2025)
RR
Montana(6/18/2025)
RR
Nebraska(6/18/2025)
RR
Nevada(6/18/2025)
RR
New Hampshire(6/18/2025)
RR
New Jersey(6/18/2025)
RR
New Mexico(6/18/2025)
RR
New York(6/18/2025)
RR
North Carolina(6/18/2025)
RR
North Dakota(6/18/2025)
RR
Ohio(6/18/2025)
RR
Oklahoma(6/18/2025)
RR
Oregon(6/18/2025)
RR
Pennsylvania(6/18/2025)
RR
Puerto Rico(6/18/2025)
RR
Rhode Island(6/18/2025)
RR
South Carolina(6/18/2025)
RR
South Dakota(6/18/2025)
RR
Tennessee(6/18/2025)
RR
Texas(6/18/2025)
RR
Utah(6/18/2025)
RR
Vermont(6/18/2025)
RR
Virgin Islands(6/18/2025)
RR
Virginia(6/18/2025)
RR
Washington(6/18/2025)
RR
West Virginia(6/18/2025)
RR
Wisconsin(6/18/2025)
RR
Wyoming(6/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RG
REDI GLOBAL TECHNOLOGIES LLC
REDI GLOBAL TECHNOLOGIES LLC | SPEAR, LEEDS & KELLOGG SPECIALISTS LLC
CRD#: 41924 / SEC#: , 8-49673
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
28 Liberty Street 58th Floor, New York, NY, 10005
Mailing Address
28 Liberty Street 58th Floor Attn Mmaloney, New York, NY, 10005
Phone number
(646) 794-7364
Established
New York since 09/13/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
