Joseph A. Vazquez
Professional summary
Joseph Angelo Vazquez, who also goes by Joe Vazquez Jr, Joe Vazquez, Joseph Angelo Vazquez Jr, is a registered financial advisor currently at TRANSITION FAMILY WEALTH located in Phoenix, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Angelo Vazquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2024 - Present
TRANSITION FAMILY WEALTH
June 29, 2015 - March 13, 2024
WEALTH MANAGEMENT SOLUTIONS
March 10, 2014 - January 14, 2015
WEALTH MANAGEMENT SOLUTIONS
May 16, 2013 - January 13, 2014
BBVA SECURITIES INC.
January 23, 2013 - January 13, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
January 4, 2013 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
September 21, 2005 - November 21, 2012
CHARLES SCHWAB & CO., INC.
January 10, 2001 - November 21, 2012
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2024)
Exams
Current Firm
TRANSITION FAMILY WEALTH
CRD#: 331328 / SEC#:
Contact information
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