Timothy P. Nuelken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Paul Nuelken was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2018 - May 8, 2020
STRATEGY ONE WEALTH MANAGEMENT LLC
January 4, 2010 - December 10, 2013
OSAIC WEALTH, INC.
January 4, 2010 - December 10, 2013
FSC SECURITIES CORPORATION
December 16, 2008 - December 10, 2013
OSAIC SERVICES, INC.
December 15, 2008 - December 10, 2013
OSAIC SERVICES, INC.
July 25, 2006 - September 19, 2008
UBS FINANCIAL SERVICES INC.
March 17, 2005 - June 15, 2006
AMERIPRISE ADVISOR SERVICES, INC.
November 19, 2002 - March 21, 2005
EDWARD JONES
October 19, 2000 - November 18, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGY ONE WEALTH MANAGEMENT LLC
CRD#: 288317 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 395,240 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
