RS
Robert C. Slane
VALMARK ADVISERS
Cocoa Beach, FL 32931
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CRD#: 4237399
RS
Professional summary
Robert Clark Slane is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Cocoa Beach, Florida and VALMARK SECURITIES, INC. located in Cocoa Beach, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Wealth Transfer Group, Inc. is sometimes paid for GRAT administration, Split Dollar administration, Estate Planning design and consultation. I am also engaged by attorneys from time to time to advise them and their clients on split dollar design. I am paid an hourly fee for this./// 2) Speaks on estate planning matters, speeches include speeches to Estate Planning Councils, industry groups, charitable organizations, and industry events. Some of these are paid and some are not paid./// 3) The Wealth Transfer Group, Inc.; 1980 N. Atlantic Ave., Ste. 514, Cocoa Beach, FL 32931; President; Start Date 10/01/1983; Owner; Approximately 40+ hrs. per month; Salary and bonus.///
CRS (Client Relationship Summary) - RIA
Click below to view Robert Clark Slane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
VALMARK ADVISERS, INC.
Office #1: 1980 N. Atlantic Ave. Ste. 514, Cocoa Beach, FL 32931RIA
CRD#: 108050
Cocoa Beach, FL
Current
September 5, 2018 - Present
VALMARK SECURITIES, INC.
Office #1: 1980 N. Atlantic Ave. Suite 514, Cocoa Beach, FL 32931BD
CRD#: 31243
Cocoa Beach, FL
Past
October 9, 2000 - October 6, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/12/2021)
IAR
Arizona(6/27/2022)
RR
California(11/27/2023)
IAR
California(10/28/2024)
RR
Florida(9/5/2018)
IAR
Florida(2/17/2021)
RR
Georgia(9/5/2018)
RR
Nevada(4/30/2020)
IAR
Nevada(4/1/2024)
RR
North Carolina(9/5/2018)
IAR
North Carolina(3/7/2022)
RR
South Carolina(4/1/2019)
IAR
South Carolina(1/4/2023)
IAR
Utah(4/1/2024)
RR
Virginia(9/5/2018)
IAR
Virginia(1/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
