Jody L. O'dell
Professional summary
Jody Lynn O'dell, who also goes by Jody Lynn Ellis, Jody Lynn Odell, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in New Palestine, Indiana.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jody has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jody Lynn O'dell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jody Lynn O'dell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2014 - Present
CAPITAL CLIENT GROUP, INC.
Office #2: 12711 N. Meridian Street, Carmel, IN 46032May 12, 2014 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 12711 N. Meridian Street, Carmel, IN 46032September 25, 2006 - November 23, 2011
ONEAMERICA SECURITIES, INC.
February 17, 2005 - November 23, 2011
ONEAMERICA SECURITIES, INC.
December 16, 2003 - February 17, 2005
NATCITY INVESTMENTS, INC.
June 30, 2003 - December 9, 2003
STATE FARM VP MANAGEMENT CORP.
August 22, 2001 - April 22, 2003
CONSECO EQUITY SALES, INC.
October 27, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2025)
(12/12/2023)
(7/1/2019)
(5/22/2014)
(5/22/2014)
(1/14/2021)
Exams
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
