Jeffrey A. Foley
PALADIN CAPITAL
Arden Hills, MN 55126
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CRD#: 4237174
Professional summary
Jeffrey Allen Foley, CFP®, who also goes by Jeff Foley, is a registered financial advisor currently at PALADIN CAPITAL located in Arden Hills, Minnesota and PALADIN FINANCIAL located in Arden Hills, Minnesota.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Foley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Paladin Insurance, LLC DBA Paladin Insurance; Investment Related; 4105 Lexington Ave N, Suite 230, Arden Hills MN 55126; Insurance agency; Managing Member/insurance agent; Start 03/2017; 80 hrs/mo; 80 hrs/mo during trading; Insurance sales and service. 2) Paladin Capital, LLC DBA Paladin Capital; Investment Related; 4105 Lexington Ave N, Suite 230, Arden Hills MN 55126; RIA firm; Managing Member/Investment Advisor Representative/CCO; Start 03/2017; 5 hrs/mo; 5 hrs/mo during trading; advisory services. 3) Paladin Wealth, LLC DBA Paladin Financial; Investment Related; 4105 Lexington Ave N, Suite 230, Arden Hills MN 55126; RIA firm; Managing Member/Investment Advisor Representative/CCO; Start 03/2017; 80 hrs/mo; 80 hrs/mo during trading; advisory services. 4) Outside Activity for Paladin Capital and Paladin Wealth RIAs - Gradient Securities, LLC; Investment Related; 4105 Lexington Ave N, Arden Hills MN 55126; Broker Dealer; Registered Representative; Start 07/2017; 5 hrs/mo; 5 hrs/mo during trading; securities sales. 5) Paladin Legal Services, LLC; Not Investment Related; 4105 Lexington Ave N, Suite 230, Arden Hills MN 55126; Co-owner; Start 08/2024; 5 Hours per month; 0 Hours during trading; Provides administrative services for estate planning. 6) Paladin Services, LLC; Not Investment Related; 4105 Lexington Ave N, Suite 230, Arden Hills MN 55126; Owner; Start 09/2025; 20 Hours per month; 20 Hours during securities trading hours; Provides various services as well as management & operational support. 7) Paladin Holdings; Investment Related; 4105 Lexington Ave N, Suite 230, Arden Hills MN 55126; Owner; Start 09/2025; 1 Hour per month; 1 Hour during securities trading hours; Manages various real estate holdings.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Allen Foley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
April 18, 2017 - Present
PALADIN CAPITAL
Office #1: 4105 Lexington Avenue North Suite 230, Arden Hills, MN 55126RIA
CRD#: 288037
Arden Hills, MN
Current
May 2, 2017 - Present
PALADIN FINANCIAL
Office #1: 4105 Lexington Avenue North, Suite 230, Arden Hills, MN 55126RIA
CRD#: 288387
Arden Hills, MN
Current
June 23, 2009 - Present
GRADIENT SECURITIES, LLC
Office #1: 4105 Lexington Ave N Suite 230, Arden Hills, MN 55126Office #2: 2909 Sw Plass Court, Topeka, KS 66611RIA
BD
CRD#: 127701
Arden Hills, MN
Past
March 1, 2022 - May 12, 2022
GRADIENT INVESTMENTS, LLC
RIA
CRD#: 141726
ARDEN HILLS, MN
Past
January 14, 2015 - July 3, 2017
GRADIENT SECURITIES, LLC
RIA
CRD#: 127701
ARDEN HILLS, MN
Past
February 16, 2010 - April 20, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
ARDEN HILLS, MN
Past
October 23, 2008 - February 16, 2010
GRADIENT INVESTMENTS, LLC
RIA
CRD#: 141726
SHOREVIEW, MN
Past
May 24, 2007 - June 9, 2008
OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.
BD
CRD#: 141375
BALTIMORE, MD
Past
August 28, 2000 - July 13, 2005
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PALADIN FINANCIAL
LORD'S FINANCIAL PLANNING | PALADIN WEALTH, LLC | PALADIN WEALTH | PALADIN FINANCIAL
CRD#: 288387 / SEC#: 801-128300
RIA
Registered Investment Advisory firm - (7/7/2023 Approved)Kansas
Registered Investment Advisory firm - (7/11/2023 Terminated)Minnesota
Registered Investment Advisory firm - (7/13/2023 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/11/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/9/2023)
RR
Colorado(6/30/2020)
RR
Florida(6/23/2009)
RR
Kansas(6/23/2009)
IAR
Kansas(6/12/2017)
RR
Michigan(8/18/2025)
RR
Minnesota(6/23/2009)
IAR
Minnesota(4/18/2017)
IAR
Texas(1/5/2022)
RR
Wisconsin(3/31/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PALADIN FINANCIAL
LORD'S FINANCIAL PLANNING | PALADIN WEALTH, LLC | PALADIN WEALTH | PALADIN FINANCIAL
CRD#: 288387 / SEC#: 801-128300
RIA
Registered Investment Advisory firm - (7/7/2023 Approved)Kansas
Registered Investment Advisory firm - (7/11/2023 Terminated)Minnesota
Registered Investment Advisory firm - (7/13/2023 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (7/11/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/11/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4105 Lexington Avenue North, Suite 230, Arden Hills, MN 55126
Mailing Address
Phone number
(651) 842-8406
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 182,540,818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
