David J. Callanan
Professional summary
David James Callanan is a registered financial professional currently at MADISON AVENUE SECURITIES, LLC located in Topeka, Kansas and AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.
David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Callanan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2017 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 2950 Sw Mcclure Road Suite B, Topeka, KS 66614October 11, 2019 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614March 11, 2014 - February 2, 2015
G.F. INVESTMENT SERVICES, LLC
February 7, 2006 - September 7, 2007
SICOR SECURITIES INC
February 7, 2006 - April 27, 2012
SICOR SECURITIES INC
July 6, 2005 - February 15, 2006
NEXT FINANCIAL GROUP, INC.
February 1, 2005 - February 15, 2006
NEXT FINANCIAL GROUP, INC.
March 30, 2004 - February 28, 2005
PRIME CAPITAL SERVICES, INC.
August 16, 2000 - March 4, 2004
USALLIANZ SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2019)
Exams
FINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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