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DF

David A. Fontanilla

MADISON PAIGE SECURITIES LLC
White Plains, NY 10606
Some features on this profile are disabled
CRD#: 4237116
DF

Professional summary

David Aaron Fontanilla is a registered financial professional currently at MADISON PAIGE SECURITIES LLC located in White Plains, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Aaron Fontanilla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2016 - Present

MADISON PAIGE SECURITIES LLC

Office #1: 50 Main Street, Suite 1000, White Plains, NY 10606Office #2: 50 Main Street, Suite 1000, White Plains, NY 10606
BD
CRD#: 226538
White Plains, NY
Past

July 24, 2014 - December 27, 2016

LPE SECURITIES, LLC

BD
CRD#: 117851
New York, NY
Past

February 5, 2013 - July 23, 2014

BONWICK CAPITAL PARTNERS, LLC

BD
CRD#: 156469
NEW YORK, NY
Past

January 3, 2011 - August 11, 2011

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
GREENWICH, CT
Past

March 23, 2009 - January 3, 2011

KNIGHT LIBERTAS LLC

BD
CRD#: 124790
GREENWICH, CT
Past

April 8, 2005 - December 31, 2008

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

February 21, 2003 - March 30, 2005

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

December 4, 2000 - March 3, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/5/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MADISON PAIGE SECURITIES LLC
MADISON PAIGE SECURITIES LLC

CRD#: 226538 / SEC#: , 8-69621

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
50 Main Street, Suite 1000, White Plains, NY 10606
Mailing Address
50 Main Street, Suite 1000, White Plains, NY 10606
Phone number
(267) 908-1401
Established
New York since 07/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FONTANILLA, DAVID AARONMEMBER4237116
PALMER, MICHAEL R.MEMBER4545584
ROTHENBERG, SHARI PCFO/FINOP6590875
RUSSIN, ROBERT J JR.CEO/CCO4875237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON PAIGE SECURITIES LLC

CRD#: 226538White Plains, NY 10606

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