Tamarah D. Taylor
Professional summary
Tamarah Daniel Taylor was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tamarah is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Tamarah had worked at 3 firms, which includes ALLEN C. EWING & CO., UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, RAYMOND JAMES FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2010 - September 16, 2024
ALLEN C. EWING & CO.
January 5, 2010 - August 12, 2010
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
December 9, 2008 - January 7, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 15, 2000 - July 13, 2007
ALLEN C. EWING & CO.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ALLEN C. EWING & CO.
CRD#: 26102 / SEC#: , 8-42393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPHA STREET HOLDINGS LLC | HOLDING COMPANY | |
| JACKSON, DAVID WHITNEY JR | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1213535 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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