Michael J. Paratore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Paratore, who also goes by Mike John Paratore, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2020 - April 21, 2020
WAVETREE ADVISORS
August 19, 2019 - November 21, 2019
VENTURA WEALTH MANAGEMENT
September 12, 2003 - August 30, 2005
WELLS FARGO SECURITIES, LLC
January 27, 2003 - June 10, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 19, 2002 - June 10, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WAVETREE ADVISORS
CRD#: 306659 / SEC#:
Contact information
Red Flags
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