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DW

Daniel Welden

WELLS FARGO SECURITIES
Boston, MA 02110
CRD#: 4236862
Some features on this profile are disabled
DW
Daniel WeldenWELLS FARGO SECURITIES

Professional summary

Daniel Welden, who also goes by Daniel Frederick Welden, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Boston, Massachusetts.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 3 firms and has passed the Series 63, Series 87, SIE and Series 7 exams.

Aliases

Daniel Frederick Welden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Welden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2026 - Present

WELLS FARGO SECURITIES, LLC

Office #1: 125 High Street, Boston, MA 02110
BD
CRD#: 126292
Boston, MA
Past

September 13, 2002 - March 28, 2006

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

August 23, 2002 - August 27, 2002

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/1/2026)
RR
California
(7/1/2026)
RR
Colorado
(7/1/2026)
RR
Connecticut
(7/1/2026)
RR
Delaware
(7/1/2026)
RR
Florida
(7/1/2026)
RR
Georgia
(7/1/2026)
RR
Idaho
(7/1/2026)
RR
Illinois
(7/1/2026)
RR
Kansas
(7/1/2026)
RR
Louisiana
(7/1/2026)
RR
Massachusetts
(7/1/2026)
RR
Minnesota
(7/1/2026)
RR
Missouri
(7/1/2026)
RR
Montana
(7/1/2026)
RR
Nevada
(7/1/2026)
RR
Ohio
(6/30/2026)
RR
Pennsylvania
(7/1/2026)
RR
Rhode Island
(7/1/2026)
RR
South Dakota
(7/1/2026)
RR
Tennessee
(7/1/2026)
RR
Vermont
(7/1/2026)
RR
Virginia
(7/1/2026)
RR
Washington
(7/1/2026)
RR
Wisconsin
(6/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/4/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 87
Date: 5/30/2026
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 5/11/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

WF
WELLS FARGO SECURITIES, LLC
WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: , 8-65876

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202
Mailing Address
1 N Jefferson Ave H0004-063, St. Louis, MO 63103
Phone number
(314) 875-3286
Established
Delaware since 03/05/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONPARENT
CHESTER, KARA MCSHANEDIRECTOR/MANAGER2679854
CONNOR, TIMOTHY MICHAELPRINCIPAL FINANCIAL OFFICER8157713
MACCHIO, PETERCHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER2124187
OHARA, TIMOTHY PATRICKDIRECTOR/MANAGER2095368
PETERS, MARY LOUDIRECTOR/MANAGER/CONTROL PRINCIPAL4062788
RILEY, MICHAEL FRANCISDIRECTOR/MANAGER4165280
RIVAS, FERNANDO SCHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER4803269
SMITH, DANIEL DCHIEF OPERATIONS OFFICER5500659
THOMAS, DANIEL JEROME JRDIRECTOR/MANAGER

Disclosures

Regulatory Event158
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLS FARGO SECURITIES, LLC

CRD#: 126292Boston, MA 02110

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