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Daniel Harlan Eichner

CRD# 4236826·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Harlan Eichner was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2000 - 2013. Daniel had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

GARRISON SECURITIES LLC·CRD# 159427
BD
New York, NY
August 23, 2012 - April 26, 2013
OMNICAP, LLC·CRD# 137353
BD
New York, NY
December 9, 2011 - November 7, 2012
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 14, 2000 - January 13, 2003

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Current Firm

GS
GARRISON SECURITIES LLC

GARRISON SECURITIES LLC

CRD#: 159427 / SEC#: 8-68985
BD
Terminated by SEC on 03/31/2019

Contact Information

Established

Delaware since 09/20/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GARRISON STRATEGIC ADVISORS LLCPARENT—
CHASE, BRIAN STEVENCOO5855556
CHASE, BRIAN STEVENCEO5855556
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637
MEGENITY, BRIAN MCDONALDFINANCIAL AND OPERATIONS PRINCIPAL (FINOP), CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2889637

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2011About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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