WB
William L. Britain
PETROCAP
Dallas, TX 75225
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CRD#: 4236779
WB
Professional summary
William Lane Britain is a registered financial advisor currently at PETROCAP, LLC located in Dallas, Texas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. William has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business: Okavango LLC; whether the business is investment-related: No. Used to hold investments; the address of the other business: 5603 Caruth Boulevard, Dallas, TX 75209 the nature of the other business: Personal LLC for holding investments; your position: Sole member; the start date of your relationship: 2008; the approximate number of hours/month you devote to the other business: 0; the number of hours you devote to the other business during securities trading hours: 0; and briefly describe your duties relating to the other business: As sole member to an LLC that merely holds investment I have no duties other than to keep up with annual filing requirements.
CRS (Client Relationship Summary) - RIA
Click below to view William Lane Britain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2014 - Present
PETROCAP, LLC
Office #1: 5950 Berkshire Lane Suite 1200, Dallas, TX 75225RIA
CRD#: 169688
Dallas, TX
Past
March 30, 2012 - December 31, 2016
FALCON E & P OPPORTUNITIES GP, LLC
RIA
CRD#: 161514
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PL
PETROCAP, LLC
PETROCAP, LLC
CRD#: 169688 / SEC#: 801-79345
RIA
Registered Investment Advisory firm - (3/28/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/20/2014)
Exams
Current Firm
PL
PETROCAP, LLC
PETROCAP, LLC
CRD#: 169688 / SEC#: 801-79345
RIA
Registered Investment Advisory firm - (3/28/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5950 Berkshire Lane Suite 1200, Dallas, TX 75225
Mailing Address
Phone number
(214) 871-7967
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 807,503,385 |
Red Flags
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Company Information
PETROCAP, LLC
CRD#: 169688Dallas, TX 75225TRUST BUT VERIFY
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