Robert J. Sigel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jay Sigel was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 7 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2020 - August 6, 2020
CBIZ INVESTMENT ADVISORY SERVICES, LLC
February 12, 2019 - August 6, 2020
CBIZ FINANCIAL SOLUTIONS, INC.
April 1, 2005 - March 4, 2019
CBIZ FINANCIAL SOLUTIONS, INC.
November 21, 2001 - April 1, 2005
KESTRA INVESTMENT SERVICES, LLC
July 31, 1997 - December 5, 2001
SIGNATOR INVESTORS, INC.
October 15, 1993 - March 25, 1994
VOYA FINANCIAL PARTNERS, LLC
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
September 10, 1980 - March 3, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 8, 1968 - September 18, 1989
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/29/1968
Registered Representative ExaminationCurrent Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
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