RP
Robert J. Peters
PALOGIC VALUE MANAGEMENT, L.P.
DALLAS, TX 75225
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CRD#: 4236136
RP
Professional summary
Robert James Peters, who also goes by Rob Peters, is a registered financial advisor currently at PALOGIC VALUE MANAGEMENT, L.P. located in Dallas, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Peters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RJ9 Holdings Yes it is investment related 5310 Harvest Hill, Suite 110 Dallas TX 75230 Private investments Partner Partnership was formed in May, 2014 1 hour a month devoted to that business No hours devoted during securities trading hours Duties involve monitoring private investments
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2021 - Present
PALOGIC VALUE MANAGEMENT, L.P.
Office #1: 8333 Douglas Avenue Suite 775, Dallas, TX 75225RIA
CRD#: 155133
DALLAS, TX
Past
March 11, 2011 - April 16, 2014
PALOGIC VALUE MANAGEMENT, L.P.
RIA
CRD#: 155133
DALLAS, TX
Past
December 12, 2000 - May 4, 2005
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PV
PALOGIC VALUE MANAGEMENT, L.P.
PALOGIC VALUE MANAGEMENT, L.P.
CRD#: 155133 / SEC#: 801-120951
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Texas
Registered Investment Advisory firm - (4/16/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
PV
PALOGIC VALUE MANAGEMENT, L.P.
PALOGIC VALUE MANAGEMENT, L.P.
CRD#: 155133 / SEC#: 801-120951
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Texas
Registered Investment Advisory firm - (4/16/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8333 Douglas Avenue Suite 775, Dallas, TX 75225
Mailing Address
Phone number
(214) 871-2700
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 338,520,081 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/26/2021 |
| Texas | ERA - Withdrawn | 3/26/2021 |
Red Flags
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Company Information
PALOGIC VALUE MANAGEMENT, L.P.
CRD#: 155133Dallas, TX 75225TRUST BUT VERIFY
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