Saskia V. Serna
Professional summary
Saskia Veronica Serna, who also goes by Saskia Veronica Rojas, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Saskia is registered as a RR (Registered Representative) and started their career in finance in 2001. Saskia has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Saskia Veronica Serna's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2023 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204March 27, 2014 - December 31, 2022
SECURIAN FINANCIAL SERVICES, INC.
May 22, 2001 - February 24, 2014
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
(1/4/2023)
(1/6/2025)
(1/6/2025)
(1/6/2025)
(1/3/2024)
(1/6/2025)
(1/6/2025)
(1/6/2025)
Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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