David M. Smith

BLUECHIP WEALTH ADVISORS LLC

Milton, GA 30004

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CRD#: 4235935

Professional summary

David Mitchel Smith, CFP®, CIMA®, who also goes by Mitch Smith, is a registered financial advisor currently at BLUECHIP WEALTH ADVISORS LLC located in Milton, Georgia and ARKADIOS CAPITAL located in Milton, Georgia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Ashworth Sullivan Wealth Management; investment related;30000 Mill Creek Ave, Ste 340,Alpharetta,GA 30022;RIA;investment advisor representative; 5/2019; investment advice 2)BlueChip Wealth Advisors; investment related;11175 Cicero Dr, Ste 100,Alpharetta,GA 30022;dba of Ashworth Sullivan Wealth Advisors; senior partner;4/1/2021;160 hrs/month;6.5 hrs during trading; financial advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mitchel Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 17, 2019 - Present

BLUECHIP WEALTH ADVISORS LLC

Office #1: 12655 Birmingham Hwy Suite 201, Milton, GA 30004

RIA

CRD#: 150008

Milton, GA

Current

November 21, 2021 - Present

ARKADIOS CAPITAL

Office #1: 12655 Birmingham Hwy, Suite 201, Milton, GA 30004

CRD#: 282710

Milton, GA

Past

May 15, 2019 - November 24, 2021

TRIAD ADVISORS LLC

CRD#: 25803

Milton, GA

Past

January 7, 2011 - December 17, 2018

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

August 22, 2007 - December 23, 2010

INLAND SECURITIES CORPORATION

CRD#: 15807

OAK BROOK, IL

Past

July 30, 2002 - July 24, 2007

WELLS INVESTMENT SECURITIES,INC.

CRD#: 15252

NORCROSS, GA

Past

November 24, 2000 - June 19, 2002

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUECHIP WEALTH ADVISORS LLC

CRD#: 150008 / SEC#: 801-115105

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/21/2021)

IAR

Georgia
(5/17/2019)

Georgia
(11/21/2021)

North Carolina
(9/13/2022)

Tennessee
(11/21/2021)

IAR

Texas
(12/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/22/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLUECHIP WEALTH ADVISORS LLC

CRD#: 150008 / SEC#: 801-115105

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2019 Terminated)

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Contact information

Main Address

12655 Birmingham Hwy Suite 201, Milton, GA 30004

Mailing Address

Phone number

(770) 771-5812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEI WRAP FEE BROCHURE (3/28/2025)

BLUECHIP WEALTH ADVISORS PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,188
AUM (Assets Under Management)	$ 637,012,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mitchel Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

TRIAD ADVISORS LLC

CCO CAPITAL, LLC

INLAND SECURITIES CORPORATION

WELLS INVESTMENT SECURITIES,INC.

ONE ORCHARD EQUITIES, INC.

Primary Firm SEC Registration

BLUECHIP WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2019

Series 63

Date: 12/27/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2002

Series 6

Date: 11/22/2000

FINRA

Current Firm

BLUECHIP WEALTH ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUECHIP WEALTH ADVISORS LLC

TRUST BUT VERIFY

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