JF
Jeremias M. Francioli
BAKER TILLY CAPITAL
Madison, WI 53718
Some features on this profile are disabled
CRD#: 4235854
JF
Professional summary
Jeremias Machado Francioli, who also goes by Jeremy Francioli, Remy Francioli, is a registered financial professional currently at BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin.
Jeremias is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeremias has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeremy Francioli | Remy Francioli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Invst. Investment-related. At registered location. RIA. Financial advisor. Start: 2/2023. 5 hours daily; 4-5 during trading hours. Financial advisor servicing clients needs, creating and implementing financial plan, servicing clients. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional insurance. Agent. Start date 2/16/2023. 5 hours daily, 4-5 during trading hours. Sales of fixed / traditional insurance. 3) PKSF, Investment related, located at 80 State St, Albany, NY 12207, Investment services providing client with investment solutions in alternative investments, , role of Registered Representative, start date of 03/2023, 20hr/month; 2-4 hours during trading hours. Registered representative educating and helping clients with investment solutions on a commission base. 4) Jeremias M. Francioli, LLC. Not investment-related. Located at 9400 Fountain Medical Court, Suite B-110, Bonita Springs, FL 34135. Operating LLC. Owner. Start: 10/2022. 1 hr/month; none during trading hours. Pass-through/holding entity. 5) Tax Preparation. Not investment-related. Located at 9400 Fountain Medical Court, Suite B-110, Bonita Springs, FL 34135. Tax Preparation. Owner. Start: 09/2021. 2 hr/month; none during trading hours. Prepare tax returns for clients. 6) Real Estate Sales. Not investment-related. Located at 9400 Fountain Medical Court, Suite B-110, Bonita Springs, FL 34135. Real Estate Sales Associate. Agent. Start: 10/2022. 1 hr/month; none during trading hours. Occasionally I refer a contact to a brokerage firm. 7) 1031 Exchange Connection. Not investment related. 9400 Fountain Medical Court, Suite B-110, Bonita Springs, FL 34135. Real Estate. Exchange Consultant. 8-10 hr/month; none during trading hours. Network with realtors, settlement companies, enrolled agents, CPAs and lawyers to introduce 1031 Exchange Connection as a qualified intermediary for 1031 exchanges. No compensation.
CRS (Client Relationship Summary) - BD
Click below to view Jeremias Machado Francioli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
BAKER TILLY CAPITAL, LLC
Office #1: 4807 Innovate Lane, Madison, WI 53718BD
CRD#: 115333
Madison, WI
Past
August 21, 2023 - February 14, 2024
GREEN VISTA CAPITAL, LLC
BD
CRD#: 293630
WINTER PARK, FL
Past
March 13, 2023 - August 22, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Bonita Springs, FL
Past
March 3, 2023 - August 21, 2023
INVST, LLC
RIA
CRD#: 282863
INDIANAPOLIS, IN
Past
December 6, 2022 - April 14, 2023
BANGERTER FINANCIAL SERVICES, INC.
RIA
CRD#: 171939
ESTERO, FL
Past
March 21, 2022 - February 16, 2023
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
ANN ARBOR, MI
Past
April 1, 2019 - April 1, 2022
COBALT CAPITAL, INC.
BD
CRD#: 136161
LAKE MARY, FL
Past
September 5, 2018 - April 2, 2019
ORCHARD SECURITIES, LLC
BD
CRD#: 133378
PLEASANT GROVE, UT
Past
July 15, 2015 - August 27, 2018
TRILOMA SECURITIES, LLC
BD
CRD#: 173059
WINTER PARK, FL
Past
October 29, 2008 - June 17, 2015
CNL SECURITIES CORP.
BD
CRD#: 10356
ORLANDO, FL
Past
August 1, 2007 - October 21, 2008
INLAND SECURITIES CORPORATION
BD
CRD#: 15807
OAK BROOK, IL
Past
April 21, 2004 - July 9, 2007
CNL SECURITIES CORP.
BD
CRD#: 10356
SAN DIEGO, CA
Past
May 14, 2002 - April 13, 2004
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
August 30, 2000 - April 13, 2004
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/14/2024)
RR
Alaska(2/14/2024)
RR
Arizona(2/14/2024)
RR
Arkansas(2/14/2024)
RR
California(2/14/2024)
RR
Colorado(2/14/2024)
RR
Connecticut(2/14/2024)
RR
Delaware(2/14/2024)
RR
District of Columbia(2/14/2024)
RR
Florida(2/19/2024)
RR
Georgia(2/14/2024)
RR
Hawaii(2/14/2024)
RR
Idaho(2/14/2024)
RR
Illinois(2/14/2024)
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Indiana(2/14/2024)
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Iowa(2/14/2024)
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Kansas(2/14/2024)
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Kentucky(2/14/2024)
RR
Louisiana(2/14/2024)
RR
Maine(2/14/2024)
RR
Maryland(2/14/2024)
RR
Massachusetts(2/14/2024)
RR
Michigan(2/14/2024)
RR
Minnesota(2/14/2024)
RR
Mississippi(2/14/2024)
RR
Missouri(2/14/2024)
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Montana(2/14/2024)
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Nebraska(2/14/2024)
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Nevada(2/14/2024)
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New Hampshire(2/14/2024)
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New Jersey(2/14/2024)
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New Mexico(2/14/2024)
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New York(2/14/2024)
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North Carolina(2/14/2024)
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North Dakota(2/14/2024)
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Ohio(2/14/2024)
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Oklahoma(2/14/2024)
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Oregon(2/14/2024)
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Pennsylvania(2/14/2024)
RR
Rhode Island(2/14/2024)
RR
South Carolina(2/14/2024)
RR
South Dakota(2/14/2024)
RR
Tennessee(2/14/2024)
RR
Texas(2/14/2024)
RR
Utah(2/14/2024)
RR
Vermont(2/14/2024)
RR
Virginia(2/14/2024)
RR
Washington(2/14/2024)
RR
West Virginia(2/14/2024)
RR
Wisconsin(2/14/2024)
RR
Wyoming(2/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BT
BAKER TILLY CAPITAL, LLC
BAKER TILLY CAPITAL | VIRCHOW KRAUSE CAPITAL, LLC | BAKER TILLY CAPITAL, LLC
CRD#: 115333 / SEC#: , 8-53480
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(800) 362-7301
Established
Wisconsin since 09/22/1999
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
