Jaroslav Vasicko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaroslav Vasicko, who also goes by Jari Vasicko Mr, Jerry Vasicko Mr, was a registered financial professional .
Jaroslav is a previously registered financial professional and started their career in finance in 2000. Jaroslav had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2013 - April 11, 2014
BLUEROCK CAPITAL MARKETS LLC
November 9, 2012 - September 3, 2013
KBR CAPITAL MARKETS, LLC
July 14, 2010 - November 12, 2012
LOCORR DISTRIBUTORS, LLC
May 7, 2008 - January 9, 2009
MFS FUND DISTRIBUTORS, INC.
April 11, 2005 - April 21, 2008
ALLSPRING FUNDS DISTRIBUTOR, LLC
January 10, 2005 - April 21, 2008
ALLSPRING FUNDS MANAGEMENT, LLC
January 3, 2002 - January 14, 2005
STRONG CAPITAL MANAGEMENT INC
September 15, 2000 - April 11, 2005
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
