Darvon J. Webb

RETIREMENT SOLUTIONS

PEARLAND, TX 77584

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CRD#: 4235783

Professional summary

Darvon James Webb, who also goes by James Webb, is a registered financial advisor currently at RETIREMENT SOLUTIONS located in Pearland, Texas.

Darvon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Darvon has worked at 3 firms and has passed the Series 63, Series 65, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELL LIFE, HEALTH AND VARIABLE INSURANCE PRODUCTS AND WILL SPEND APPROXIMATELY NOT MORE THAN 50% OF THEIR TIME ON INSURANCE RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darvon James Webb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2015 - Present

RETIREMENT SOLUTIONS

Office #1: 11200 Broadway Suite 2743, Pearland, TX 77584

RIA

CRD#: 118733

PEARLAND, TX

Past

May 14, 2004 - December 1, 2009

WORLD CHOICE SECURITIES, INC.

CRD#: 30933

PEARLAND, TX

Past

August 8, 2000 - November 30, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/16/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/26/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 12/30/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/13/2004

General Securities Representative Examination

Current Firm

RETIREMENT SOLUTIONS

RETIREMENT SOLUTIONS | WEBB,DARVON JAMES

CRD#: 118733 / SEC#:

Texas

Registered Investment Advisory firm - (1/13/2004 Approved)

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Contact information

Main Address

Pearland, TX

Mailing Address

Phone number

(281) 412-6473

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 12,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Darvon J. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darvon James Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT SOLUTIONS

WORLD CHOICE SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/2004

Series 65

Date: 2/26/2001

Series 3

Date: 12/30/2008

Series 7

Date: 5/13/2004

Current Firm

RETIREMENT SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT SOLUTIONS

TRUST BUT VERIFY

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