John T. Davis

THREADLINE WEALTH

RANCHO CORDOVA, CA 95670

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CRD#: 4235662

Professional summary

John Thomas Davis is a registered financial advisor currently at THREADLINE WEALTH located in Rancho Cordova, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER OF RENTAL PROPERTY SINCE 12/15/14 spending 2 hours per month during non-business hours and earn $5,000 annually.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2019 - Present

THREADLINE WEALTH

Office #1: 2882 Prospect Park Drive Suite 300, Rancho Cordova, CA 95670

RIA

CRD#: 108917

RANCHO CORDOVA, CA

Past

September 18, 2017 - November 19, 2018

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

Roseville, CA

Past

September 18, 2017 - November 19, 2018

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

Roseville, CA

Past

November 5, 2014 - September 11, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Roseville, CA

Past

November 4, 2014 - September 11, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Roseville, CA

Past

September 18, 2012 - November 4, 2014

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ROSEVILLE, CA

Past

September 17, 2012 - November 4, 2014

SECURITIES AMERICA, INC.

CRD#: 10205

ROSEVILLE, CA

Past

October 19, 2009 - September 20, 2012

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

CHICO, CA

Past

October 6, 2009 - September 20, 2012

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CHICO, CA

Past

May 14, 2009 - October 7, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

FOLSOM, CA

Past

September 27, 2007 - April 23, 2009

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

April 5, 2007 - August 14, 2007

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

October 6, 2004 - February 28, 2007

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

EL DORADO HILLS, CA

Past

August 18, 2004 - October 8, 2004

WADDELL & REED

RIA

CRD#: 866

SACRAMENTO, CA

Past

August 18, 2004 - October 8, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

June 5, 2002 - April 19, 2004

FDX ADVISORS, INC.

RIA

CRD#: 104601

SACRAMENTO, CA

Past

June 5, 2002 - April 20, 2004

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

February 26, 2001 - April 3, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 18, 2000 - October 3, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THREADLINE WEALTH

DBA FINANCIAL SECURITY GROUP | THREADLINE WEALTH | MOSS ADAMS WEALTH ADVISORS LLC | FINANCIAL SECURITY GROUP, L.L.C.

CRD#: 108917 / SEC#: 801-58074

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 10/16/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 8/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/23/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 8/17/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THREADLINE WEALTH

DBA FINANCIAL SECURITY GROUP | THREADLINE WEALTH | MOSS ADAMS WEALTH ADVISORS LLC | FINANCIAL SECURITY GROUP, L.L.C.

CRD#: 108917 / SEC#: 801-58074

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

PREMIUM

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Contact information

Main Address

10900 Ne 8th St, Ste 305, Bellevue, WA 98004

Mailing Address

Phone number

(425) 650-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THREADLINE WEALTH DISCLOSURE BROCHURE MAY 2026 (5/28/2026)

Regulatory assets under management

Total Number of Accounts	4,790
AUM (Assets Under Management)	$ 5,773,272,462

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
02/20/2025	Cover Page	Report
03/27/2024	Cover Page	Report
03/06/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John T. Davis

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Thomas Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

PURSHE KAPLAN STERLING INVESTMENTS

COREBRIDGE CAPITAL SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

WADDELL & REED

WADDELL & REED

FDX ADVISORS, INC.

LONDON PACIFIC SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

THREADLINE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Passed: 10/16/2009

Series 65

Passed: 9/20/2001

Series 63

Passed: 8/24/2000

SIE

Passed: 10/1/2018

Series 7

Passed: 2/23/2001

Series 6

Passed: 8/17/2000

Current Firm

THREADLINE WEALTH

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THREADLINE WEALTH

TRUST BUT VERIFY

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