Stephen W. Taylor
Professional summary
Stephen Ward Taylor is a registered financial advisor currently at BIG ROCK ADVISORS LLC located in Sag Harbor, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 2 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Ward Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2024 - Present
BIG ROCK ADVISORS LLC
Office #1: 35 Main Street, Sag Harbor, NY 11963November 17, 2000 - November 6, 2023
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2024)
(12/19/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/5/2015
Limited Representative-Equity Trader ExamCurrent Firm
BIG ROCK ADVISORS LLC
CRD#: 330067 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 8,140,000 |
Red Flags
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Company Information
BIG ROCK ADVISORS LLC
CRD#: 330067Sag Harbor, NY 11963TRUST BUT VERIFY
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