Sheryl A. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheryl A. Bennett, who also goes by Sherry Bennett, Sheryl Bennett Tolbert, was a registered financial professional .
Sheryl is a previously registered financial professional and started their career in finance in 2000. Sheryl had worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2015 - February 22, 2016
FIRST CITIZENS SECURITIES CORPORATION
October 23, 2007 - March 10, 2021
FIRST CITIZENS INVESTOR SERVICES, INC.
October 11, 2007 - October 23, 2007
IRONSTONE SECURITIES, INC.
February 27, 2007 - October 12, 2007
FIRST CITIZENS INVESTOR SERVICES, INC.
October 18, 2002 - March 21, 2007
RBC CAPITAL MARKETS, LLC
October 23, 2000 - October 22, 2002
JBS LIBERTY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FIRST CITIZENS SECURITIES CORPORATION
CRD#: 140161 / SEC#: , 8-67287
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST, INC. | PARENT | |
| BRYANT, SHARON WALTERS | DIRECTOR | 2251221 |
| HARRIS, BARRY PALMER IV | DIRECTOR | 1965172 |
| SPIRES, ROBERT EDWARD JR | DIRECTOR; DIRECTOR OF COMPLIANCE & OPERATIONS; FINOP; CCO; CFO | 2311376 |
| WALKER, KEITH WILLIAM | PRESIDENT | 2690232 |
| WILLINGHAM, EDWARD LEE IV | DIRECTOR | 5667294 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR | 4301352 |
Red Flags
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