Jonathan A. Feig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan A Feig, who also goes by Jonathan Allan Feig, Jonathan Feig, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2001. Jonathan had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2025 - May 5, 2026
MISSIONSQUARE WEALTH MANAGEMENT
April 4, 2022 - July 24, 2024
EMPOWER FINANCIAL SERVICES, INC.
April 5, 2021 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 20, 2020 - April 5, 2021
PRUCO SECURITIES, LLC.
February 19, 2020 - April 5, 2021
PRUCO SECURITIES, LLC.
January 15, 2009 - October 5, 2018
HARRISDIRECT LLC
January 15, 2009 - October 5, 2018
E*TRADE SECURITIES LLC
June 13, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
May 2, 2007 - December 16, 2008
CITIGROUP GLOBAL MARKETS INC.
April 25, 2006 - May 2, 2007
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 9, 2003 - May 2, 2007
TD AMERITRADE, INC.
February 2, 2001 - May 2, 2007
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE WEALTH MANAGEMENT
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRESIDENT & PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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