Christian M. Pitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Michael Pitt, who also goes by Chris Pitt, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2001. Christian had worked at 6 firms and has passed the Series 66, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - December 12, 2024
DOLPHIN POINT CAPITAL
January 12, 2011 - November 14, 2011
GENEVA ADVISORS, LLC
December 22, 2010 - November 14, 2011
GNV ADVISORS, LLC
March 20, 2008 - December 31, 2008
UHLMANN PRICE SECURITIES, LLC
January 17, 2003 - April 12, 2006
CREDIT SUISSE SECURITIES (USA) LLC
January 8, 2001 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOLPHIN POINT CAPITAL
CRD#: 160371 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 4,492,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
