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CT

Corbin S. Thomas

MCDERMOTT INVESTMENT SERVICES
Huntington Beach, CA 92648
Some features on this profile are disabled
CRD#: 4234748
CT

Professional summary


Corbin Scott Thomas, who also goes by Cory Scott Thomas, is a registered financial professional currently at MCDERMOTT INVESTMENT SERVICES, LLC located in Huntington Beach, California.

Corbin is registered as a RR (Registered Representative) and started their career in finance in 2000. Corbin has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cory Scott Thomas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Corbin Scott Thomas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 19, 2012 - Present

MCDERMOTT INVESTMENT SERVICES, LLC

Office #1: 101 Main Street Suite 260, Huntington Beach, CA 92648
BD
CRD#: 154926
Huntington Beach, CA
Past

August 25, 2009 - December 6, 2012

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
ORANGE, CA
Past

November 19, 2004 - July 9, 2009

DIRECT CAPITAL SECURITIES, INC.

BD
CRD#: 29639
COSTA MESA, CA
Past

July 11, 2003 - December 15, 2004

MCL FINANCIAL GROUP, INC.

BD
CRD#: 41180
SANTA ANA, CA
Past

November 3, 2000 - July 11, 2003

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
SANTA ANA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/3/2013)
RR
Alaska
(8/22/2013)
RR
Arizona
(9/12/2013)
RR
Arkansas
(1/30/2015)
RR
California
(12/19/2012)
RR
Colorado
(6/25/2013)
RR
Connecticut
(6/18/2013)
RR
District of Columbia
(6/28/2013)
RR
Florida
(6/19/2013)
RR
Georgia
(6/17/2013)
RR
Idaho
(6/13/2013)
RR
Illinois
(6/21/2013)
RR
Indiana
(7/18/2013)
RR
Iowa
(7/23/2013)
RR
Kansas
(7/23/2013)
RR
Kentucky
(8/29/2013)
RR
Louisiana
(6/24/2013)
RR
Maine
(8/22/2013)
RR
Maryland
(6/20/2013)
RR
Massachusetts
(7/30/2019)
RR
Minnesota
(6/27/2013)
RR
Mississippi
(6/26/2013)
RR
Missouri
(9/25/2013)
RR
Montana
(9/4/2013)
RR
Nebraska
(6/24/2013)
RR
Nevada
(6/27/2013)
RR
New Jersey
(6/21/2013)
RR
New Mexico
(8/15/2013)
RR
New York
(6/19/2013)
RR
North Carolina
(8/21/2013)
RR
North Dakota
(7/23/2013)
RR
Ohio
(7/8/2013)
RR
Oklahoma
(6/18/2013)
RR
Oregon
(9/9/2013)
RR
Pennsylvania
(6/18/2013)
RR
Rhode Island
(6/17/2013)
RR
South Carolina
(8/1/2013)
RR
South Dakota
(7/18/2013)
RR
Tennessee
(7/11/2023)
RR
Texas
(6/27/2013)
RR
Utah
(8/13/2013)
RR
Vermont
(9/27/2022)
RR
Virginia
(6/17/2013)
RR
Washington
(6/18/2013)
RR
West Virginia
(10/10/2013)
RR
Wisconsin
(6/18/2013)
RR
Wyoming
(7/12/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 11/15/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MI
MCDERMOTT INVESTMENT SERVICES, LLC
MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926 / SEC#: , 8-68683

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
900 Broad Ave South Suite 2c, Naples, FL 34102
Mailing Address
P.o. Box 1784, Naples, FL 34106
Phone number
(610) 882-1460
Established
Pennsylvania since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MCDERMOTT, DEAN PATRICKMANAGING MEMBER, CHIEF COMPLIANCE OFFICER1731834
CITO, JOHN PHILIPMANAGING DIRECTOR724521
RIP, OLGACHIEF FINANCIAL OFFICER/FINOP5440553

Disclosures


Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCDERMOTT INVESTMENT SERVICES, LLC

CRD#: 154926Huntington Beach, CA 92648

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