Basak Araz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Basak Araz, who also goes by Basak Araz Nalbantoglu, was a registered financial professional .
Basak is a previously registered financial professional and started their career in finance in 2000. Basak had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2011 - August 8, 2014
FIRST AVENUE
August 6, 2010 - December 1, 2011
MADISON WILLIAMS AND COMPANY
September 25, 2009 - August 2, 2010
ABRAMSON FINANCIAL, LLC
September 19, 2008 - February 24, 2009
NEUBERGER BERMAN BD LLC
May 13, 2005 - September 24, 2008
LEHMAN BROTHERS INC.
May 29, 2003 - May 6, 2005
ATLANTIC - PACIFIC CAPITAL, INC.
November 10, 2000 - February 19, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST AVENUE
CRD#: 145860 / SEC#: , 8-67758
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
