Jeffrey B. Wheeler

THE WEALTH COLLABORATIVE

CORONA DEL MAR, CA 92625

Some features on this profile are disabled

CRD#: 4234729

Professional summary

Jeffrey Byron Wheeler, who also goes by Jeff Wheeler, is a registered financial advisor currently at THE WEALTH COLLABORATIVE, INC. located in Corona Del Mar, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Byron Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2007 - Present

THE WEALTH COLLABORATIVE, INC.

Office #1: 306 Jasmine Avenue, Corona Del Mar, CA 92625

RIA

CRD#: 142618

CORONA DEL MAR, CA

Past

September 30, 2004 - October 2, 2007

LWI FINANCIAL INC.

RIA

CRD#: 111861

LOS ANGELES, CA

Past

October 1, 2001 - September 30, 2004

LORING WARD CAPITAL MANAGEMENT INC.

RIA

CRD#: 109045

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH COLLABORATIVE, INC.

MONARCH WEALTH ADVISORY GROUP, INC | TWC, INC. | THE WEALTH COLLABORATIVE, INC. | THE WEALTH COLLABORATIVE

CRD#: 142618 / SEC#: 801-68456

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

California

Registered Investment Advisory firm - (10/25/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/8/2007)

IAR

Texas
(10/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2001

Uniform Investment Adviser Law Examination

Current Firm

THE WEALTH COLLABORATIVE, INC.

MONARCH WEALTH ADVISORY GROUP, INC | TWC, INC. | THE WEALTH COLLABORATIVE, INC. | THE WEALTH COLLABORATIVE

CRD#: 142618 / SEC#: 801-68456

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

California

Registered Investment Advisory firm - (10/25/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

306 Jasmine Avenue, Corona Del Mar, CA 92625

Mailing Address

Phone number

(818) 577-1180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWC ADV 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	520
AUM (Assets Under Management)	$ 702,042,089

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey B. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Byron Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH COLLABORATIVE, INC.

LWI FINANCIAL INC.

LORING WARD CAPITAL MANAGEMENT INC.

Primary Firm SEC Registration

THE WEALTH COLLABORATIVE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2001

Current Firm

THE WEALTH COLLABORATIVE, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH COLLABORATIVE, INC.

TRUST BUT VERIFY

Similar Advisors