Stephanie S. Selinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Suzanne Selinger was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2000. Stephanie had worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2014 - November 14, 2016
FORWARD MANAGEMENT, LLC
March 24, 2014 - March 18, 2015
ALPS DISTRIBUTORS, INC.
January 9, 2013 - January 23, 2014
GUARDIAN INVESTOR SERVICES LLC
November 15, 2004 - January 3, 2013
BLACKROCK EXECUTION SERVICES
October 9, 2002 - October 22, 2004
VP DISTRIBUTORS LLC
March 15, 2002 - August 20, 2002
CAL FED INVESTMENTS
September 5, 2000 - August 10, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORWARD MANAGEMENT, LLC
CRD#: 109193 / SEC#: 801-55746
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 860,402,615 |
Red Flags
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