Elizabeth P. Harty

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CRD#: 4234456

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elizabeth Page Harty, who also goes by Elizabeth Page Barnwell, Elizabeth Page Fowler, was a registered financial professional .

Elizabeth is a previously registered financial professional and started their career in finance in 2000. Elizabeth had worked at 3 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elizabeth Page Barnwell | Elizabeth Page Fowler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 30, 2009 - July 14, 2021

SIGNATUREFD, LLC

RIA

CRD#: 112758

ATLANTA, GA

Past

January 24, 2005 - June 24, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

May 20, 2004 - June 24, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

September 28, 2000 - May 21, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNATUREFD, LLC

F&D ADVISORS, LLC | SIGNATUREFD, LLC

CRD#: 112758 / SEC#: 801-60393

RIA

Registered Investment Advisory firm - (7/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 12/2/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/27/2000

General Securities Representative Examination

Current Firm

SIGNATUREFD, LLC

F&D ADVISORS, LLC | SIGNATUREFD, LLC

CRD#: 112758 / SEC#: 801-60393

RIA

Registered Investment Advisory firm - (7/6/2001 Approved)

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Contact information

Main Address

1230 Peachtree Street, Ne Suite 1800, Atlanta, GA 30309

Mailing Address

Phone number

(404) 253-7600

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNATUREFD, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	10,558
AUM (Assets Under Management)	$ 8,331,600,262

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2025	Cover Page	Report
09/27/2024	Cover Page	Report
01/26/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth P. Harty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIGNATUREFD, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

SIGNATUREFD, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2001

Series 3

Date: 12/2/2002

Series 7

Date: 9/27/2000

Current Firm

SIGNATUREFD, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SIGNATUREFD, LLC

TRUST BUT VERIFY

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