Joseph G. Lyons
Professional summary
Joseph George Lyons is a registered financial professional currently at ACADEMY SECURITIES, INC. located in Chicago, Illinois.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph George Lyons's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2025 - Present
ACADEMY SECURITIES, INC.
Office #1: 205 West Wacker, Chicago, IL 60606September 17, 2009 - October 31, 2018
BNP PARIBAS SECURITIES CORP.
January 23, 2009 - August 28, 2009
GLEACHER & COMPANY SECURITIES, INC.
July 15, 2003 - October 30, 2008
MORGAN STANLEY MARKET PRODUCTS INC.
July 15, 2003 - February 4, 2009
MORGAN STANLEY & CO. LLC
September 25, 2000 - July 22, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/12/2025
General Securities Representative ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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