James E. Blazer

WEALTH PLANNING GROUP

Valencia, CA 91355

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CRD#: 4233834

Professional summary

James Edward Blazer, CFP® is a registered financial advisor currently at WEALTH PLANNING GROUP, INC. located in Valencia, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 8 firms and has passed the Series 63, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

06/16/10 - OTHER-PROFESSIONAL MUSICIAN, PROVIDE RECORDING AND LIVE PERFORMANCE SERVICES, 5% CA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Blazer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

April 18, 2007 - Present

WEALTH PLANNING GROUP, INC.

Office #1: 25152 Springfield Court Suite 345, Valencia, CA 91355

RIA

CRD#: 143222

Valencia, CA

Past

December 11, 2009 - July 16, 2010

STRATEGIC WEALTH ADVISORS GROUP

RIA

CRD#: 140977

VALENCIA, CA

Past

September 8, 2009 - December 18, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

VALENCIA, CA

Past

September 8, 2009 - December 31, 2011

LPL FINANCIAL LLC

CRD#: 6413

VALENCIA, CA

Past

April 27, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

VALENCIA, CA

Past

April 27, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

VALENCIA, CA

Past

March 18, 2005 - May 14, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

VALENCIA, CA

Past

March 15, 2005 - May 14, 2009

OSAIC WEALTH, INC.

CRD#: 23131

VALENCIA, CA

Past

July 29, 2003 - July 20, 2006

THE ESTATE MANAGEMENT GROUP, INC.

RIA

CRD#: 119293

VALENCIA, CA

Past

May 22, 2003 - March 15, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

VALENCIA, CA

Past

May 22, 2003 - March 15, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 29, 2001 - June 9, 2003

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

NORTHRIDGE, CA

Past

November 14, 2000 - June 9, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 7, 2000 - November 21, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/28/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/8/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/6/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/5/2006

General Securities Principal Examination

Current Firm

WEALTH PLANNING GROUP, INC.

CRD#: 143222 / SEC#:

California

Registered Investment Advisory firm - (4/18/2007 Approved)

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Contact information

Main Address

25152 Springfield Court Suite 345, Valencia, CA 91355

Mailing Address

Phone number

(661) 259-5559

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	162
AUM (Assets Under Management)	$ 46,666,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Blazer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Blazer's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH ADVISORS GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

THE ESTATE MANAGEMENT GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2000

Series 31

Date: 9/28/2004

Series 7

Date: 1/8/2001

Series 6

Date: 9/6/2000

Series 24

Date: 9/5/2006

Current Firm

WEALTH PLANNING GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH PLANNING GROUP, INC.

TRUST BUT VERIFY

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