Gregory R. Thompson

STONE OAK WEALTH MANAGEMENT

San Antonio, TX 78259

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CRD#: 4233655

Professional summary

Gregory Ryan Thompson, CFP®, who also goes by Greg Thompson, is a registered financial advisor currently at STONE OAK WEALTH MANAGEMENT, LLC located in San Antonio, Texas.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ryan Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 26, 2017 - Present

STONE OAK WEALTH MANAGEMENT, LLC

Office #1: 19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

RIA

CRD#: 288217

San Antonio, TX

Past

May 27, 2011 - December 8, 2017

TITLEIST CAPITAL, LLC

RIA

CRD#: 126136

San Antonio, TX

Past

May 27, 2011 - February 14, 2018

TITLEIST CAPITAL, LLC

CRD#: 126136

San Antonio, TX

Past

January 5, 2007 - June 27, 2011

SWBC INVESTMENT COMPANY

RIA

CRD#: 140994

SAN ANTONIO, TX

Past

January 3, 2007 - June 20, 2011

SWBC INVESTMENT SERVICES, LLC

CRD#: 133715

SAN ANTONIO, TX

Past

July 25, 2003 - December 31, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN ANTONIO, TX

Past

June 30, 2003 - December 31, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN ANTONIO, TX

Past

October 4, 2000 - June 18, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AMARILLO, TX

Past

September 7, 2000 - June 18, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2000

General Securities Representative Examination

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

STONE OAK WEALTH MANAGEMENT | STONE OAK WEALTH MANAGEMENT, LLC

CRD#: 288217 / SEC#: 801-118782

RIA

Registered Investment Advisory firm - (5/26/2020 Approved)

Texas

Registered Investment Advisory firm - (7/13/2020 Terminated)

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Contact information

Main Address

19026 Ridgewood Parkway Suite 134, San Antonio, TX 78259

Mailing Address

Phone number

(210) 339-2707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE OAK WEALTH MANAGEMENT ADV 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 338,591,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory R. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ryan Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITLEIST CAPITAL, LLC

TITLEIST CAPITAL, LLC

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STONE OAK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2000

SIE

Date: 2/14/2018

Series 7

Date: 9/6/2000

Current Firm

STONE OAK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE OAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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