Jayanta Datta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayanta Datta was a registered financial professional .
Jayanta is a previously registered financial professional and started their career in finance in 2000. Jayanta had worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2015 - May 19, 2016
SIDOTI & COMPANY, LLC
September 30, 2013 - February 7, 2014
AEGIS CAPITAL CORP.
February 9, 2011 - November 29, 2011
TD PRIME SERVICES LLC
November 30, 2010 - February 14, 2011
FIRST MIDWEST SECURITIES, INC.
February 17, 2010 - August 13, 2010
B. RILEY & CO., LLC
September 21, 2009 - February 16, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
August 18, 2000 - March 6, 2003
HOEFER & ARNETT, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
