Stephen B. Hilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Bart Hilbert, who also goes by Steve Hilbert, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2001. Stephen had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2011 - November 4, 2014
COLDSTREAM WEALTH MANAGEMENT
October 7, 2009 - April 1, 2011
J.P. MORGAN SECURITIES LLC
October 7, 2009 - April 1, 2011
J.P. MORGAN SECURITIES LLC
October 15, 2002 - October 1, 2009
CHARLES SCHWAB & CO., INC.
October 15, 2002 - October 1, 2009
CHARLES SCHWAB & CO., INC.
April 18, 2002 - September 26, 2002
A. G. EDWARDS & SONS, INC.
April 18, 2002 - September 26, 2002
A. G. EDWARDS & SONS, INC.
March 12, 2001 - March 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
COLDSTREAM WEALTH MANAGEMENT
CRD#: 132486 / SEC#: 801-63467
Contact information
Red Flags
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