Robin L. Werling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Lee Werling, who also goes by Robin Lee Werling Mr, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 2000. Robin had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2012 - March 10, 2016
WERLING ASSET MANAGEMENT
October 18, 2010 - December 6, 2017
RDA FINANCIAL NETWORK
May 7, 2008 - November 30, 2010
STONEFIELD INVESTMENT ADVISORY, INC.
May 2, 2008 - January 25, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 5, 2007 - April 2, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 6, 2007 - April 2, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 3, 2003 - July 23, 2007
LPL FINANCIAL LLC
September 12, 2000 - February 4, 2003
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WERLING ASSET MANAGEMENT
CRD#: 166056 / SEC#:
Contact information
Red Flags
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