Michael C. Sherwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Sherwood, who also goes by Michael Sherwood, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - July 3, 2017
TAYLOR CAPITAL MANAGEMENT INC.
January 6, 2010 - October 4, 2013
SICOR SECURITIES INC
October 15, 2008 - December 31, 2009
PACKERLAND BROKERAGE SERVICES, INC.
February 1, 2008 - October 7, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
November 28, 2006 - February 20, 2008
IFMG SECURITIES, INC.
February 8, 2006 - December 31, 2006
TCF INVESTMENTS, INC.
January 8, 2003 - January 12, 2006
LASALLE ST SECURITIES, L.L.C.
January 24, 2001 - October 7, 2002
BANC ONE SECURITIES CORPORATION
September 12, 2000 - December 22, 2000
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAYLOR CAPITAL MANAGEMENT INC.
CRD#: 43559 / SEC#: , 8-50313
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
Red Flags
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