Thomas Duffy
Professional summary
Thomas Duffy, who also goes by Thomas James Duffy, is a registered financial professional currently at CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Duffy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2026 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716October 30, 2019 - April 23, 2026
GRANT WILLIAMS L.P.
June 6, 2008 - September 11, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC
June 6, 2008 - September 11, 2018
BLACKROCK INVESTMENTS, LLC
March 25, 2003 - June 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 14, 2003 - June 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2002 - November 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2001 - November 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2000 - March 5, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2026)
(5/14/2026)
Exams
FINRA
Current Firm
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
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