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AR

Angel M. Rivera

POPULAR ASSET MANAGEMENT
San Juan, PR 00918
Some features on this profile are disabled
CRD#: 4233026
AR

Professional summary

Angel M. Rivera is a registered financial advisor currently at POPULAR ASSET MANAGEMENT located in San Juan, .

Angel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Angel has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Angel M. Rivera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2023 - Present

POPULAR ASSET MANAGEMENT

Office #1: Popular Center North Building 4th Flr 209 Munoz Rivera Ave., San Juan, PR, 00918
RIA
CRD#: 313653
San Juan, PR
Past

April 26, 2002 - June 23, 2004

ORIENTAL FINANCIAL SERVICES LLC

BD
CRD#: 29753
SAN JUAN, PR
Past

May 1, 2001 - September 20, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

November 9, 2000 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
POPULAR ASSET MANAGEMENT
POPULAR ASSET MANAGEMENT | POPULAR ASSET MANAGEMENT LLC

CRD#: 313653 / SEC#: 801-120872

RIA
Registered Investment Advisory firm - (4/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Puerto Rico
(7/27/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/10/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/2000
General Securities Representative Examination

Current Firm

PA
POPULAR ASSET MANAGEMENT
POPULAR ASSET MANAGEMENT | POPULAR ASSET MANAGEMENT LLC

CRD#: 313653 / SEC#: 801-120872

RIA
Registered Investment Advisory firm - (4/22/2021 Approved)
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Contact information

Main Address
Popular Center North Building 4th Flr 209 Munoz Rivera Ave., San Juan, PR, 00918
Mailing Address
Po Box 362708 Internal Mail Code (725), San Juan, PR 00936-2708
Phone number
(787) 754-4488
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

PAM ADV2B 10-2025 ABS (10/15/2025)
PAM ADV2B 10-2025 CC (10/15/2025)
PAM ADV2B 10-2025 ARD (10/15/2025)
PAM ADV2B 10-2025 ARG (10/15/2025)
PAM ADV2B 10-2025 HS (10/15/2025)
PAM ADV2B 10-2025 FMG (10/15/2025)
PAM ADV2B 10-2025 OB (10/15/2025)
PAM ADV2A 10-2025 JI (10/15/2025)
PAM ADV2A 10-2025 BAA (10/15/2025)
PAM ADV2B 10-2025 VA (10/15/2025)
PAM ADV2B 10-2025 NO (10/15/2025)
PAM ADV2A 2025 (4/11/2025)

Regulatory assets under management

Total Number of Accounts14
AUM (Assets Under Management)$ 2,875,694,583

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/28/2024
Cover Page
Report
01/26/2024
Cover Page
Report
04/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POPULAR ASSET MANAGEMENT

CRD#: 313653San Juan, PR 00918

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