Charles R. Zyngier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Robert Zyngier was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2012 - February 1, 2018
TCG SECURITIES, L.L.C.
October 23, 2009 - July 28, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - July 28, 2010
CITIGROUP GLOBAL MARKETS INC.
December 11, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 7, 2005 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.
April 15, 2004 - October 8, 2004
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
April 3, 2001 - May 15, 2002
CREDIT SUISSE SECURITIES (USA) LLC
October 9, 2000 - May 15, 2002
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCG SECURITIES, L.L.C.
CRD#: 154788 / SEC#: , 8-68672
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
