William R. Sidenfaden Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William R Sidenfaden Jr., who also goes by William Remi Sidenfaden Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 4 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2019 - December 6, 2021
GLOBAL INVESTMENT SOLUTIONS, LLC
July 8, 1997 - June 28, 2016
UBS FINANCIAL SERVICES INC.
January 31, 1980 - June 28, 2016
UBS FINANCIAL SERVICES INC.
August 27, 1973 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
June 10, 1973 - August 31, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 5/5/1973
Registered Representative ExaminationCurrent Firm
GLOBAL INVESTMENT SOLUTIONS, LLC
CRD#: 133850 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 28,065,860 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
