Harold K. Sidel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Kenneth Sidel, who also goes by H. Kenneth Sidel, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1970. Harold had worked at 7 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1997 - April 3, 2008
ACGM, INC.
February 5, 1985 - March 10, 1997
LADENBURG THALMANN & CO. INC.
June 25, 1980 - January 2, 1985
BALFOUR INVESTORS INC.
April 14, 1980 - June 30, 1980
WALSH, GREENWOOD & CO.
December 4, 1979 - January 14, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
March 5, 1971 - June 25, 1976
MONNESS, WILLIAMS & SIDEL
November 27, 1970 - March 5, 1971
MONNESS WILLIAMS SIDEL & FRIEND
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/1/1979
AMEX Put and Call ExamSeries 1
Date: 2/16/1968
Registered Representative ExaminationSeries 40
Date: 3/14/1969
Registered Principal ExaminationCurrent Firm
ACGM, INC.
CRD#: 29705 / SEC#: , 8-44376
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
