Samuel R. Tenney
FIDELIS WEALTH ADVISORS
Castle Rock, CO 80104
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CRD#: 4232443
Professional summary
Samuel Rey Tenney, AIF®, CFP®, who also goes by Sam Tenney, is a registered financial advisor currently at FIDELIS WEALTH ADVISORS located in Castle Rock, Colorado.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Samuel has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam Tenney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/08/2010: FIXED INSURANCE - 5% OF TIME SPENT - SELL INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, PROPERTY & CASUALTIES - 5% OF INCOME.
2. Fidelis Wealth Advisors. RIA, IAR. 751 Malenta Lane #203, Castle Rock, CO 80108- START 5/15/2018, 100 HOURS/MONTH, 100 DURING TRADING. FINANCIAL PLANNING, INVESTING.
3. 02/22/2010: TENNEY CAPITAL MANAGEMENT, LLC - SHELL ACCOUNT FOR TAX PURPOSES - 1% OF TIME SPENT - MANAGEMENT COMPANY FOR ACCOUNTING AND BUSINESS ADMINISTRATION
4. Fidelis Properties LLC. Non-Investment Related. 20 Wilcox St #C-108, Castle Rock, CO 80104. Rental property for commercial office. Manager. Start 1.2021. 1hr/mo, not during trading hours. Ownership/management of commercial office space.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Rey Tenney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 11, 2018 - Present
FIDELIS WEALTH ADVISORS
Office #1: 20 N Wilcox Street Suite 106, Castle Rock, CO 80104RIA
CRD#: 292551
Castle Rock, CO
Past
August 17, 2017 - July 16, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Castle Rock, CO
Past
July 18, 2017 - August 2, 2018
NORTHWEST ASSET MANAGEMENT
RIA
CRD#: 147923
CASTLE ROCK, CO
Past
September 8, 2009 - June 30, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
LONE TREE, CO
Past
April 25, 2002 - July 18, 2017
GALLACHER CAPITAL MANAGEMENT, LLC
RIA
CRD#: 113189
LONE TREE, CO
Past
March 21, 2002 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
GREENWOOD VILLAGE, CO
Past
September 22, 2000 - March 28, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FIDELIS WEALTH ADVISORS
BEAUMARIS CAPITAL | FIDELIS WEALTH ADVISORS, LLC | FIDELIS WEALTH ADVISORS | FEARLESS FINANCIAL ADVISORS, LLC
CRD#: 292551 / SEC#: 801-122530
RIA
Registered Investment Advisory firm - (10/22/2021 Approved)Arizona
Registered Investment Advisory firm - (1/18/2022 Terminated)Colorado
Registered Investment Advisory firm - (1/18/2022 Terminated)Utah
Registered Investment Advisory firm - (1/19/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/31/2019)
IAR
Colorado(5/11/2018)
IAR
Texas(2/13/2023)
IAR
Utah(8/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FW
FIDELIS WEALTH ADVISORS
BEAUMARIS CAPITAL | FIDELIS WEALTH ADVISORS, LLC | FIDELIS WEALTH ADVISORS | FEARLESS FINANCIAL ADVISORS, LLC
CRD#: 292551 / SEC#: 801-122530
RIA
Registered Investment Advisory firm - (10/22/2021 Approved)Arizona
Registered Investment Advisory firm - (1/18/2022 Terminated)Colorado
Registered Investment Advisory firm - (1/18/2022 Terminated)Utah
Registered Investment Advisory firm - (1/19/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20 N Wilcox Street Suite 106, Castle Rock, CO 80104
Mailing Address
Phone number
(303) 800-4683
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,138 |
| AUM (Assets Under Management) | $ 253,237,003 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELIS WEALTH ADVISORS
CRD#: 292551Castle Rock, CO 80104TRUST BUT VERIFY
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