Terry L. Wetterman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry L Wetterman JR, who also goes by Terry L Wetterman, Terry Lawrence Wetterman Jr., was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2000. Terry had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2021 - September 13, 2021
OLD CITY SECURITIES LLC
June 21, 2018 - September 14, 2021
WEILD & CO.
August 13, 2014 - April 30, 2018
NORTH SEA SECURITIES L.P.
February 22, 2010 - April 18, 2011
BERCHWOOD PARTNERS LLC
February 15, 2007 - August 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 14, 2005 - January 29, 2007
ATLANTIC - PACIFIC CAPITAL, INC.
September 7, 2000 - November 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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