Solomon J. Halpern

MIFI WEALTH

Boulder, CO 80302

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CRD#: 4232089

Professional summary

Solomon James Halpern, CFP® is a registered financial advisor currently at MIFI WEALTH, LLC located in Boulder, Colorado.

Solomon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Solomon has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Solomon James Halpern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 14, 2010 - Present

MIFI WEALTH, LLC

Office #1: 2028 17th Street, Boulder, CO 80302

RIA

CRD#: 149291

Boulder, CO

Past

September 23, 2002 - December 31, 2014

GOLDEN SUN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 121964

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/14/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2002

Uniform Investment Adviser Law Examination

Current Firm

MIFI WEALTH, LLC

HIGHLANDER WEALTH SERVICES, LLC | MIFI WEALTH, LLC

CRD#: 149291 / SEC#: 801-70032

RIA

Registered Investment Advisory firm - (6/26/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2028 17th Street, Boulder, CO 80302

Mailing Address

Phone number

(303) 449-6125

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 46,300,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Solomon J. Halpern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Solomon James Halpern's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIFI WEALTH, LLC

GOLDEN SUN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2002

Current Firm

MIFI WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIFI WEALTH, LLC

TRUST BUT VERIFY

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