Henry A. Condron
Professional summary
Henry Anthony Condron was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Henry is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Henry had worked at 3 firms, which includes MCAP LLC, LINKBROKERS DERIVATIVES LLC, REFCO SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2011 - October 5, 2012
MCAP LLC
March 15, 2005 - November 3, 2010
LINKBROKERS DERIVATIVES LLC
July 15, 2003 - February 3, 2005
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 10/27/2005
Limited Representative-Equity Trader ExamCurrent Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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