Sean P. Smith

ACCREDITED INVESTORS WEALTH MANAGEMENT

Edina, MN 55439-2204

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CRD#: 4231694

Professional summary

Sean Patrick Smith is a registered financial advisor currently at ACCREDITED INVESTORS WEALTH MANAGEMENT located in Edina, Minnesota.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Sean has worked at 4 firms and has passed the Series 66, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2014 - Present

ACCREDITED INVESTORS WEALTH MANAGEMENT

Office #1: 5200 West 73rd Street, Edina, MN 55439-2204

RIA

CRD#: 105439

Edina, MN

Past

February 12, 2007 - February 2, 2009

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

July 28, 2003 - December 1, 2005

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST. LOUIS, MO

Past

November 14, 2002 - December 1, 2005

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

April 25, 2002 - November 8, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCREDITED INVESTORS WEALTH MANAGEMENT

ACCREDITED INVESTORS INC | AII REAL ESTATE HOLDINGS LLC | AII BUSINESS CENTER LLC | ACCREDITED INVESTORS WEALTH MANAGEMENT

CRD#: 105439 / SEC#: 801-33659

RIA

Registered Investment Advisory firm - (1/9/1989 Approved)

South Dakota

Registered Investment Advisory firm - (11/1/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/12/2001 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 87

Date: 3/4/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 3/3/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 4/24/2002

General Securities Representative Examination

Current Firm

ACCREDITED INVESTORS WEALTH MANAGEMENT

ACCREDITED INVESTORS INC | AII REAL ESTATE HOLDINGS LLC | AII BUSINESS CENTER LLC | ACCREDITED INVESTORS WEALTH MANAGEMENT

CRD#: 105439 / SEC#: 801-33659

RIA

Registered Investment Advisory firm - (1/9/1989 Approved)

South Dakota

Registered Investment Advisory firm - (11/1/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/12/2001 Cancelled)

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Contact information

Main Address

5200 West 73rd Street, Edina, MN 55439-2204

Mailing Address

Phone number

(952) 841-2222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,848
AUM (Assets Under Management)	$ 3,715,189,973

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/25/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean P. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

LBMZ SECURITIES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

ACCREDITED INVESTORS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2003

Series 87

Date: 3/4/2005

Series 86

Date: 3/3/2005

Series 7

Date: 4/24/2002

Current Firm

ACCREDITED INVESTORS WEALTH MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ACCREDITED INVESTORS WEALTH MANAGEMENT

TRUST BUT VERIFY

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