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NG

Nancy S. Gordon

Some features on this profile are disabled
CRD#: 4231680
NG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Susan Gordon, CFP®, who also goes by N Susan Gordon, O'connor, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2000. Nancy had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

N Susan Gordon | O'connor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Name of Business : St. Martin's Episcopal Church; Address: Williamsburg, VA; Nature of the Business: Religious; Position/Title: Religious; Investment Related: No; Start Date: 02/28/2020; Hours per month devoted to this business: 2; Hours per month devoted to this business during trading hours: 0; Description of duties: Finance Sub-Committee Member. One of four members responsible for helping to develop a Giving Campaign and education church members about it. 2.Non paid board position Friends of the Williamsburg Regional Library Foundation. No Funds Handled 3.Non paid position President, Virginia Peninsula Estate Planning Council. No Funds Handled 4. On Point Insurance Strategies; investment related: Yes; Location: 102 North Berwick, Williamsburg, VA 23188; Description of the business: Licensed Insurance agent for Long Term Care and Annuities; Position Title: Principal; Responsibilities Duties: Insurance products provided as part of financial plan implementation and/or potential income trails resulting from coordination of assets.; Start date with business: 2020-10-20; Hours devoted to business during trading hours: 3; Hours devoted to business outside trading hours: 0.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Past

January 20, 2021 - March 31, 2025

ON POINT WEALTH STRATEGIES LLC

RIA
CRD#: 312213
WILLIAMSBURG, VA
Past

November 27, 2015 - June 24, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
WILLIAMSBURG, VA
Past

November 23, 2015 - June 24, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
WILLIAMSBURG, VA
Past

December 5, 2012 - November 24, 2015

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
WILLIAMSBURG, VA
Past

December 5, 2012 - November 24, 2015

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
WILLIAMSBURG, VA
Past

December 1, 2003 - December 7, 2012

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
WILLIAMSBURG, VA
Past

December 1, 2003 - December 7, 2012

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
WILLIAMSBURG, VA
Past

April 18, 2003 - December 8, 2003

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
RICHMOND, VA
Past

August 12, 2002 - December 8, 2003

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

August 10, 2000 - August 6, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/17/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/17/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/8/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/9/2000
General Securities Representative Examination

Current Firm

OP
ON POINT WEALTH STRATEGIES LLC
ON POINT WEALTH STRATEGIES LLC | ON POINT WEALTH STRATEGIES, LLC

CRD#: 312213 / SEC#:

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Contact information

Main Address
Williamsburg, VA
Mailing Address
P O Box 5235, Williamsburg, VA 23188
Phone number
(804) 694-9341
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 4,020,082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ON POINT WEALTH STRATEGIES LLC

CRD#: 312213

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